
:::tip
Securities and Exchange Commission (the “Commission”) v. Caroline Ellison (“Ellison”) and Zixiao “Gary” Wang (“Wang”) Court Filing,  Dec 21 2022 is part of __[HackerNoon’s Legal PDF Series](https://hackernoon.com/u/legalpdf?ref=hackernoon.com)__. You can jump to any part in this filing [here](https://hackernoon.com/preview/LQD0VdAs9QRsXRIdugQn) . This is the table of links with all 12 parts.

:::

*Feature Image: The tweet where Caroline gave away her floor price to CZ after the leaked Alameda balance sheet.*

\
**Case Number**: 1:22-cv-10794

**Plaintiffs**: Securities and Exchange Commission (the “Commission”)

**Defendants**: Caroline Ellison (“Ellison”) and Zixiao “Gary” Wang (“Wang”)

**Filing Date**: Dec 21, 2022

**Location**: US District Court, Southern District of New York

**Filer**: Jorge G. Tenreiro, David L. Hirsch (not admitted in SDNY), Ladan F. Stewart, Amy Harman Burkart, David J. D'Addio - Attorneys for the Plaintiff


---

## **TABLE OF LINKS**

I - [Complaint and Summary](https://hackernoon.com/preview/NOZyT9bL7GM78oJkl3tW)

II - [Violations](https://hackernoon.com/preview/P8ilb8hf2DANWBQ5NPKJ)

III - [Nature of the Proceeding and Relief sought](https://hackernoon.com/preview/CpfVHr6hVvLYRkLhRSa8)

IV - [Jurisdiction and Venue](https://hackernoon.com/preview/Ft11WqmpN0GYvAJl1iXm)

V - [Defendants](https://hackernoon.com/preview/ke7XuD6xaCvTJX8ICkJN)

VI - [Relevant Parties and Entities](https://hackernoon.com/preview/HyQctBGWl0PFgGWkZaxS)

VII - [Facts Part A: Bankman-Fried, Actively Supported by Defendants, Created a Complex Web of Entities, with FTX and Alameda at Its Center](https://hackernoon.com/preview/uxzWBahDTlocR8EqVEus)

VIII - [Facts Part B: Defendants Used Alameda to Carry Out the Fraudulent Scheme](https://hackernoon.com/preview/8oYMMat1Rs3yRKYKMhEh)

IX - [Facts Part C: Defendants Knew that FTX Had Poor Controls and Deeply Inadequate Risk Management Procedures, in Stark Contrast to Bankman-Fried’s Claims that It Was a Mature, Conservative Company](https://hackernoon.com/preview/NMy3zQsKVPKOm9PCutjj)

X - [Facts Part D: Despite the Precarious Financial Position of FTX and Alameda, Bankman- Fried and Ellison Continued to Use FTX Customer Assets in the Summer of 2022, Including to Rescue Distressed Crypto Firms and to Further Mislead Investors](https://hackernoon.com/preview/6SUbZs7gfcxCPy7h5zKQ)

XI - [Facts Part E: Even as the Scheme Was Spiraling Out of Control, Bankman-Fried and Ellison, with Wang’s Knowledge, Continued to Mislead Investors and the Public About FTX’s True Financial Condition.](https://hackernoon.com/preview/vFlRpARZi8HuAQxXQZD2)

XII - [Claims for Relief and Jury Demand](https://hackernoon.com/preview/rodasBeRRFbAoqUgdtmi)

\

---

About [HackerNoon Legal PDF Series:](https://hackernoon.com/u/legalpdf?ref=hackernoon.com) We bring you the most important technical and insightful public domain court case filings.

\
This court case 1:22-cv-10794 [retrieved](https://www.sec.gov/litigation/complaints/2022/comp-pr2022-234.pdf) on Dec 21 2022, is part of the public domain. The court-created documents are works of the federal government, and under copyright law, are automatically placed in the public domain and may be shared without legal restriction.


---

\


Too Long; Didn't Read

Build JavaScript blockchain apps easily with Lisk

Read in full: SEC v. Caroline Ellison and Zixiao "Gary" Wang

Too Long; Didn't Read

People Mentioned

@legalpdf

RELATED STORIES