Table of Links Abstract and 1 Introduction Abstract and 1 Introduction 2 Technical Specifications 2 Technical Specifications 3 Academic benchmarks 3 Academic benchmarks 4 Safety 4 Safety 5 Weakness 5 Weakness 6 Phi-3-Vision 6.1 Technical Specifications 6.1 Technical Specifications 6.2 Academic benchmarks 6.2 Academic benchmarks 6.3 Safety 6.3 Safety 6.4 Weakness 6.4 Weakness References References A Example prompt for benchmarks A Example prompt for benchmarks B Authors (alphabetical) B Authors (alphabetical) C Acknowledgements C Acknowledgements 4 Safety Phi-3-mini was developed in accordance with Microsoft’s responsible AI principles. The overall approach consisted of safety alignment in post-training, red-teaming, automated testing and evaluations across dozens of RAI harm categories. Helpfulness and harmlessness preference datasets [BJN+ 22, JLD+ 23] with modifications inspired by [BSA+ 24] and multiple in-house generated datasets were leveraged to address the RAI harm categories in safety post-training. An independent red team at Microsoft iteratively examined phi-3-mini to further identify areas of improvement during the post-training process. Based on their feedback, we curated additional datasets tailored to address their insights, thereby refining the post-training dataset. This process resulted in significant decrease of harmful response rates, as shown in Figure 4. Phi-3-mini phi-3-mini The safety alignment of phi-3-small and phi-3-medium was conducted by undergoing the same red-teaming process, utilizing identical datasets, and incorporating a slightly larger number of samples. Table 1 shows the results of in-house RAI benchmarks [MHJ+ 23] for phi-3 models compared to phi-2 [JBA+ 23], Mistral-7b-v0.1 [JSM+ 23], Gemma 7b [TMH+ 24], and Llama-3-instruct-8b [AI]. This benchmark utilized GPT-4 to simulate multi-turn conversations in five different categories and to evaluate the model responses. Ungroundedness between 0 (fully grounded) and 4 (not grounded) measures if the information in a response is based on a given prompt. In other categories, responses were evaluated in terms of the severity of harmfulness from 0 (no harm) to 7 (extreme harm) and the defect rates (DR-x) were computed as the percentage of samples with the severity score being greater than or equal to x. phi-3-small phi-3-medium phi-3 Authors:
(1) Marah Abdin;
(2) Sam Ade Jacobs;
(3) Ammar Ahmad Awan;
(4) Jyoti Aneja;
(5) Ahmed Awadallah;
(6) Hany Awadalla;
(7) Nguyen Bach;
(8) Amit Bahree;
(9) Arash Bakhtiari;
(10) Jianmin Bao;
(11) Harkirat Behl;
(12) Alon Benhaim;
(13) Misha Bilenko;
(14) Johan Bjorck;
(15) Sébastien Bubeck;
(16) Qin Cai;
(17) Martin Cai;
(18) Caio César Teodoro Mendes;
(19) Weizhu Chen;
(20) Vishrav Chaudhary;
(21) Dong Chen;
(22) Dongdong Chen;
(23) Yen-Chun Chen;
(24) Yi-Ling Chen;
(25) Parul Chopra;
(26) Xiyang Dai;
(27) Allie Del Giorno;
(28) Gustavo de Rosa;
(29) Matthew Dixon;
(30) Ronen Eldan;
(31) Victor Fragoso;
(32) Dan Iter;
(33) Mei Gao;
(34) Min Gao;
(35) Jianfeng Gao;
(36) Amit Garg;
(37) Abhishek Goswami;
(38) Suriya Gunasekar;
(39) Emman Haider;
(40) Junheng Hao;
(41) Russell J. Hewett;
(42) Jamie Huynh;
(43) Mojan Javaheripi;
(44) Xin Jin;
(45) Piero Kauffmann;
(46) Nikos Karampatziakis;
(47) Dongwoo Kim;
(48) Mahoud Khademi;
(49) Lev Kurilenko;
(50) James R. Lee;
(51) Yin Tat Lee;
(52) Yuanzhi Li;
(53) Yunsheng Li;
(54) Chen Liang;
(55) Lars Liden;
(56) Ce Liu;
(57) Mengchen Liu;
(58) Weishung Liu;
(59) Eric Lin;
(60) Zeqi Lin;
(61) Chong Luo;
(62) Piyush Madan;
(63) Matt Mazzola;
(64) Arindam Mitra;
(65) Hardik Modi;
(66) Anh Nguyen;
(67) Brandon Norick;
(68) Barun Patra;
(69) Daniel Perez-Becker;
(70) Thomas Portet;
(71) Reid Pryzant;
(72) Heyang Qin;
(73) Marko Radmilac;
(74) Corby Rosset;
(75) Sambudha Roy;
(76) Olatunji Ruwase;
(77) Olli Saarikivi;
(78) Amin Saied;
(79) Adil Salim;
(80) Michael Santacroce;
(81) Shital Shah;
(82) Ning Shang;
(83) Hiteshi Sharma;
(84) Swadheen Shukla;
(85) Xia Song;
(86) Masahiro Tanaka;
(87) Andrea Tupini;
(88) Xin Wang;
(89) Lijuan Wang;
(90) Chunyu Wang;
(91) Yu Wang;
(92) Rachel Ward;
(93) Guanhua Wang;
(94) Philipp Witte;
(95) Haiping Wu;
(96) Michael Wyatt;
(97) Bin Xiao;
(98) Can Xu;
(99) Jiahang Xu;
(100) Weijian Xu;
(101) Sonali Yadav;
(102) Fan Yang;
(103) Jianwei Yang;
(104) Ziyi Yang;
(105) Yifan Yang;
(106) Donghan Yu;
(107) Lu Yuan;
(108) Chengruidong Zhang;
(109) Cyril Zhang;
(110) Jianwen Zhang;
(111) Li Lyna Zhang;
(112) Yi Zhang;
(113) Yue Zhang;
(114) Yunan Zhang;
(115) Xiren Zhou. Authors: Authors: (1) Marah Abdin; (2) Sam Ade Jacobs; (3) Ammar Ahmad Awan; (4) Jyoti Aneja; (5) Ahmed Awadallah; (6) Hany Awadalla; (7) Nguyen Bach; (8) Amit Bahree; (9) Arash Bakhtiari; (10) Jianmin Bao; (11) Harkirat Behl; (12) Alon Benhaim; (13) Misha Bilenko; (14) Johan Bjorck; (15) Sébastien Bubeck; (16) Qin Cai; (17) Martin Cai; (18) Caio César Teodoro Mendes; (19) Weizhu Chen; (20) Vishrav Chaudhary; (21) Dong Chen; (22) Dongdong Chen; (23) Yen-Chun Chen; (24) Yi-Ling Chen; (25) Parul Chopra; (26) Xiyang Dai; (27) Allie Del Giorno; (28) Gustavo de Rosa; (29) Matthew Dixon; (30) Ronen Eldan; (31) Victor Fragoso; (32) Dan Iter; (33) Mei Gao; (34) Min Gao; (35) Jianfeng Gao; (36) Amit Garg; (37) Abhishek Goswami; (38) Suriya Gunasekar; (39) Emman Haider; (40) Junheng Hao; (41) Russell J. Hewett; (42) Jamie Huynh; (43) Mojan Javaheripi; (44) Xin Jin; (45) Piero Kauffmann; (46) Nikos Karampatziakis; (47) Dongwoo Kim; (48) Mahoud Khademi; (49) Lev Kurilenko; (50) James R. Lee; (51) Yin Tat Lee; (52) Yuanzhi Li; (53) Yunsheng Li; (54) Chen Liang; (55) Lars Liden; (56) Ce Liu; (57) Mengchen Liu; (58) Weishung Liu; (59) Eric Lin; (60) Zeqi Lin; (61) Chong Luo; (62) Piyush Madan; (63) Matt Mazzola; (64) Arindam Mitra; (65) Hardik Modi; (66) Anh Nguyen; (67) Brandon Norick; (68) Barun Patra; (69) Daniel Perez-Becker; (70) Thomas Portet; (71) Reid Pryzant; (72) Heyang Qin; (73) Marko Radmilac; (74) Corby Rosset; (75) Sambudha Roy; (76) Olatunji Ruwase; (77) Olli Saarikivi; (78) Amin Saied; (79) Adil Salim; (80) Michael Santacroce; (81) Shital Shah; (82) Ning Shang; (83) Hiteshi Sharma; (84) Swadheen Shukla; (85) Xia Song; (86) Masahiro Tanaka; (87) Andrea Tupini; (88) Xin Wang; (89) Lijuan Wang; (90) Chunyu Wang; (91) Yu Wang; (92) Rachel Ward; (93) Guanhua Wang; (94) Philipp Witte; (95) Haiping Wu; (96) Michael Wyatt; (97) Bin Xiao; (98) Can Xu; (99) Jiahang Xu; (100) Weijian Xu; (101) Sonali Yadav; (102) Fan Yang; (103) Jianwei Yang; (104) Ziyi Yang; (105) Yifan Yang; (106) Donghan Yu; (107) Lu Yuan; (108) Chengruidong Zhang; (109) Cyril Zhang; (110) Jianwen Zhang; (111) Li Lyna Zhang; (112) Yi Zhang; (113) Yue Zhang; (114) Yunan Zhang; (115) Xiren Zhou. This paper is available on arxiv under CC BY 4.0 DEED license. This paper is available on arxiv under CC BY 4.0 DEED license. available on arxiv available on arxiv

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Fortifying LLM Safety: phi-3's Responsible AI Alignment

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